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Financial & Trading Agents

Bloomberg AI, LangChain financial agents, AutoGen, proprietary trading systems

What it is

Agents analysing market data, executing trades, processing transactions, and generating financial reports autonomously.

What it accesses

Live market feeds, trading accounts, customer portfolios, payment rails, and banking APIs.

What can go wrong

An agent operating without spend caps and rate limits can execute thousands of transactions before any human notices a problem. In financial services, an AI agent without defined boundaries is a compliance gap — and a potential DORA violation from August 2026.

How Sunbeam helps
Scanner finds it

Network fingerprinting detects local LLM-connected financial systems. Egress scanner detects outbound connections to financial API endpoints.

CIM controls it

CIM spend caps and rate limits create hard ceilings. Every transaction decision is logged to tamper-evident audit trail.

Related incident
See what happened when this went wrong →
Relevant regulations
DORA
FCA PS22/9
MiFID II
Basel III
Detection surfaces
Cloud
Network

Find every financial & trading agent in your organisation.

Under 10 minutes. Five surfaces. No prior knowledge required.

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